Investors Capital Corp Archives - Rex Securities Law-BLOG

Rex Securities Law
September 28, 2021
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Noel Vincent-Former Investors Capital Corp/Madison Ave. Securities Broker-Subject of Numerous Customer Suits-Houston, TX

Noel Vincent-Former Investors Capital Corp/Madison Ave. Securities Broker-Subject of Numerous Customer Suits-Houston, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 28, 2021 September 28, 2021

Noel Vincent Investigation-June 2021–Houston, Texas According to publicly available records Noel Ray Vincent, (CRD# 1370987) , a stockbroker who is not currently registered , who formerly worked for Madison Avenue Securities and…

Rex Securities Law
January 2, 2019
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Travis Hughes of Hughes Financial Group-Discloses Numerous Customer Suits-El Paso, TX

Travis Hughes of Hughes Financial Group-Discloses Numerous Customer Suits-El Paso, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g January 2, 2019 January 2, 2019

January 2019-El Paso, Texas According to publicly available records Travis Jerome Hughes , a stockbroker who is currently registered with Cetera Advisors disclose a currently pending customer dispute, 11 prior customer disputes and…

Rex Securities Law
January 3, 2017
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Larry Stohs-Former Edward Jones Broker-Discloses Termination

Larry Stohs-Former Edward Jones Broker-Discloses Termination http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g January 3, 2017 April 26, 2017

January 2017-Columbia, South Carolina The FINRA records of Larry A. Stohs, a former stockbroker with Edward Jones disclose a termination from employment and two prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…

Rex Securities Law
November 29, 2016
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Investors Capital Corp.-How to Recover Damages For Investment Losses

Investors Capital Corp.-How to Recover Damages For Investment Losses http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 29, 2016 November 29, 2016

November 2016- Lynnfield, MA Investors Capital Corp. will be closing down and transferring some of its brokers and current clients to another firm within the Cetera network of broker dealers, according…

Rex Securities Law
October 25, 2016
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NEXT Financial Group Settles Tenant in Common Case

NEXT Financial Group Settles Tenant in Common Case http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 25, 2016 October 25, 2016

October 2016 Next Financial Group, Inc. , a stock brokerage firm headquartered in Houston, Texas, recently settled a claim brought by a customer alleging damages of $4,000,000 for breach of…

Rex Securities Law
April 1, 2016
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Charles Kulch Investigation-NEXT FInancial/Investors Capital Broker-Nashua, NH

Charles Kulch Investigation-NEXT FInancial/Investors Capital Broker-Nashua, NH http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 1, 2016 April 1, 2016

April 1, 2016- Nashua, New Hampshire FINRA records report that NEXT Financial Group stockbroker Charles Kulch , of Nashua ,New Hampshire, lists two customer disputes: FINRA Case 15-0762-the customer alleges that NEXT Financial Group…