Justin Singletary Investigation June 2023 – San Clemente, CA According to publicly available records Justin Singletary , a stockbroker previously employed by Westpark Capital, discloses a pending customer dispute involving GWG L-Bonds.…
read moreAndrew Keefer Investigation June 2023 – Orlando, FL According to publicly available records Andrew J. Keefer , a broker with Independent Financial Partners/IFP Securities, discloses a $500,000 pending customer dispute The Financial…
read moreEugene Cebron “Bron” Thompson Investigation March 2023– Wallace, NC According to publicly available records, Eugene “Bron” Thompson, a broker with Capital Investment Group, discloses a customer dispute related to GWG…
read moreFebruary 29, 2016- Phoenix, AZ The Financial Industry Regulatory Authority (FINRA) barred Phoenix based broker David Joseph Escarcega for making unsuitable recommendations involving debentures to customers, many of whom were…
read more