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FINRA Case# 15-473

Sagepoint Financial Hit With Arbitration Award for Allowing Husband to Trade Wife’s Account

Sagepoint Financial Hit With Arbitration Award for Allowing Husband to Trade Wife’s Account 150 150 Rex Securities Law

March 3, 2016- Des Moines, Iowa A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered Sagepoint Financial to pay $57,500 to a wife who brought the action against Sagepoint alleging…

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