Leonid Yurovsky Investigation April 2023– New York, NY According to publicly available records, Leonid Yurovsky, a broker for Joseph Stone Capital, discloses a final regulatory matter resulting in a 5 month…
read moreAugust 2016- Yarmouth, MA The FINRA records of Dennis H. Cambal , a stock broker who is currently employed by NBC Securities disclose a prior regulatory event and 9 prior customer disputes. The Financial Industry Regulatory Authority…
read moreMinneapolis, MN According to FINRA records, Shawn M. McIntyre , a broker who has been registered with Feltl & Company since 12/2003 , discloses 3 prior customer complaints and one pending judgment/lien. The Financial…
read moreApril 2018 Update– Garden City, New York According to FINRA records, Sean P. McCabe , currently a broker with Worden Capital Management, discloses 5 finalized customer disputes. The Financial Industry Regulatory Authority…
read moreUPDATE-August 2016-Brent Porges not currently registered. See this for details. January 28, 2016 Craig Scott Capital (CSC) , its co-founder and President Craig Scott Taddonio and Brent Morgan Porges, a…
read moreNovember 13, 2015-Melville NY Rex Securities Law is investigating options for recovery for investors who suffered damages in brokerage accounts handled by Zachary T. Bader. Zachary Bader , entered into a Letter…
read moreOctober 14, 2015- Fort Lauderdale, Florida Denny P. Darmodihardjo , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from September 2009-July…
read moreMay 5, 2015 Cape Securities entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that: from 2/2012-9/2012 Cape Securities failed…
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