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Edward K. Roos

Former LPL Financial/Essex National Securities Broker Sanctioned by Regulator-Cape Coral, FL

Former LPL Financial/Essex National Securities Broker Sanctioned by Regulator-Cape Coral, FL 150 150 Rex Securities Law

September 21,  2015- Cape Coral, Florida Edward K. Roos , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from April…

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