Edward Jones problem Archives - Rex Securities Law-BLOG

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November 1, 2021
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Matthew Jennings- Former Edward Jones Broker- Permanently Barred from FINRA- Johnston, IA

Matthew Jennings- Former Edward Jones Broker- Permanently Barred from FINRA- Johnston, IA http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER http://0.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g November 1, 2021 November 1, 2021

Matthew T. Jennings Investigation August 2021- St. Louis, MO According to publicly available records, Matthew Thomas Jennings a broker previously employed with Edward Jones discloses a prior regulatory event, a termination…

Rex Securities Law
June 16, 2018
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Jack Maloney III-Former Edward Jones Broker-Subject of Customer Suit Over FireEye Inc.-Morristown/Johnson City, TN

Jack Maloney III-Former Edward Jones Broker-Subject of Customer Suit Over FireEye Inc.-Morristown/Johnson City, TN http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 16, 2018 May 18, 2019

May 2019- Morristown/Johnson City , Tennessee The FINRA records of John J. Maloney III (Jack Maloney) , a stock broker who is employed by Woodbury Financial Services , disclose a pending customer dispute, 4 prior…

Rex Securities Law
May 9, 2018
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Terry D. Eskind-Edward Jones Broker-Discloses Settlement of Customer Dispute-Conover, N. Carolina

Terry D. Eskind-Edward Jones Broker-Discloses Settlement of Customer Dispute-Conover, N. Carolina http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 9, 2018 May 9, 2018

May 2018- Conover, N. Carolina According to FINRA records, Terry Dewayne Eskind , a stock broker who is currently employed by Edward Jones , discloses a recent settlement of a customer complaint. The Financial Industry Regulatory…

Rex Securities Law
February 10, 2018
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Danielle McAniff-Former Edward Jones Broker-Discloses Regulatory Sanction-Albuquerque, N. Mexico

Danielle McAniff-Former Edward Jones Broker-Discloses Regulatory Sanction-Albuquerque, N. Mexico http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 10, 2018 February 10, 2018

February 2018-Albuquerque, New Mexico The FINRA records of Danielle Jean McAniff, a broker currently employed by NEXT Financial Group, disclose that she was recently suspended for two months and fined…

Rex Securities Law
April 28, 2017
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Marcos Yanez-Former LPL Financial Broker-Named in Customer Dispute Over Insurance and Loan-Dallas, TX

Marcos Yanez-Former LPL Financial Broker-Named in Customer Dispute Over Insurance and Loan-Dallas, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 28, 2017 April 28, 2017

April 2017-Dallas, Texas The FINRA records of Marcos Yanez , a former stockbroker with LPL Financial who is currently not registered with any brokerage firm disclose a pending customer dispute. The…

Rex Securities Law
April 3, 2017
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Austin W. Morton-Former Edward Jones Broker-Named in Theft Complaint-Sallisaw, OK

Austin W. Morton-Former Edward Jones Broker-Named in Theft Complaint-Sallisaw, OK http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 3, 2017 April 3, 2017

March 2017-Sallisaw, OK According to publicly available records Austin W. Morton , (CRD# 5538108) , a currently unregistered stockbroker who previously worked for Edward Jones disclose a pending regulatory matter, a pending customer dispute and…

Rex Securities Law
January 3, 2017
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Larry Stohs-Former Edward Jones Broker-Discloses Termination

Larry Stohs-Former Edward Jones Broker-Discloses Termination http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g January 3, 2017 April 26, 2017

January 2017-Columbia, South Carolina The FINRA records of Larry A. Stohs, a former stockbroker with Edward Jones disclose a termination from employment and two prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…

Rex Securities Law
August 5, 2016
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George Sefanou-Edward Jones Broker-Discloses Settlement of Customer Dispute

George Sefanou-Edward Jones Broker-Discloses Settlement of Customer Dispute http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 5, 2016 August 5, 2016

August 2016-Orlando / The Villages, Florida The FINRA records of George Sefanou , a stock broker who is currently employed by Edward Jones , disclose a recently settled customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

Rex Securities Law
July 5, 2016
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Tonya M. White-Former Edward Jones Broker-Permanently Barred From Securities Industry

Tonya M. White-Former Edward Jones Broker-Permanently Barred From Securities Industry http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 5, 2016 July 5, 2016

Oklahoma City, OK According to FINRA records, Tonya M. White (aka Tonya M. Nix) , a stockbroker who formerly worked for Edward Jones discloses a final regulatory matter and a separation from employment after…