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Dominion Investor Services

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Michael Reither – Former Dominion Investor Broker- Discloses Regulatory Event and Termination -St. Louis, MO
Michael Reither – Former Dominion Investor Broker- Discloses Regulatory Event and Termination -St. Louis, MO 150 150 ER

Michael Reither Investigation September 2022- St. Louis, MO  According to publicly available records,  Michael Earl Reither,  who is not currently registered with any FINRA registered broker dealer , discloses a regulatory event,…

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Arthur Frank Wagner – Dominion Investor Broker- Discloses Tax Lien -Corpus Christi, TX
Arthur Frank Wagner – Dominion Investor Broker- Discloses Tax Lien -Corpus Christi, TX 150 150 ER

Frank Wagner Investigation September 2022- Corpus Christi, TX According to publicly available records,  Arthur Frank Wagner,  a Dominion Investor Services, Inc. broker, discloses an IRS tax lien. The Financial Industry Regulatory Authority (FINRA) is the…

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Jay Harper- Dominion Investor Services Broker- Discloses Multiple IRS Liens- Nemo, TX
Jay Harper- Dominion Investor Services Broker- Discloses Multiple IRS Liens- Nemo, TX 150 150 ER

Jay Harper Investigation September  2022- Nemo, TX According to publicly available records  Jason Windle Harper a Dominion Investor Services broker, discloses multiple Internal Revenue Service tax liens. The Financial Industry Regulatory Authority…

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Lance Walston- Dominion Investor Services Broker-Has Numerous Customer Suits- Horseshoe Bay, TX
Lance Walston- Dominion Investor Services Broker-Has Numerous Customer Suits- Horseshoe Bay, TX 150 150 Rex Securities Law

Lance Walston/ Dominion Investor Services Investigation August 2022-Horseshoe Bay, TX  According to publicly available records Lance Colby Walston, a broker who works for Dominion Investor Services,  discloses six prior customer disputes.…

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