July 2021-St. Augustine, FL According to publicly available records, formerly a D.H. Hill Securities financial advisor Charles Stevens, discloses a regulatory event under review, 2 settled customer disputes and 1 pending…
read moreJuly 2018-St. Augustine, Florida The FINRA records of Charles T. Stevens, a stock broker who is currently employed by D,H. Hill Securities , disclose 2 currently pending customer disputes and 5 outstanding IRS judgement/liens. The…
read moreJune 2017- Clermont, Florida According to publicly available records Robert M. Dechick (CRD#4152582) , a stockbroker who currently is employed by D.H. Hill Securities, discloses a recent regulatory event. The Financial Industry Regulatory…
read moreJune 2017- Montgomery , Texas According to publicly available records Brian Alan Hagen (CRD#5189815) , a stockbroker who currently is employed by D.H. Hill Securities, discloses a termination from employment. The Financial Industry…
read moreNovember 2016 -Dallas, Texas Matthew Carl Griffin and his brother William Daniel Griffin were named in a civil action filed by the Securities and Exchange Commission (SEC) charging them with…
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