Craig Scott Capital problem Archives - Rex Securities Law-BLOG

Rex Securities Law
August 12, 2016
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Steve J. Pabon-Joseph Stone Broker-Discloses Pending Customer Dispute-Syosset,NY

Steve J. Pabon-Joseph Stone Broker-Discloses Pending Customer Dispute-Syosset,NY http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 July 18, 2017

July 2017- Syosset, New York The FINRA records of Steve J. Pabon, a stock broker who is currently employed by Joseph Stone Capital , disclose a currently pending customer dispute and a prior termination from…

Rex Securities Law
August 12, 2016
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Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations

Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 January 8, 2017

August 2016- New York The FINRA records of Brent Porges, a former stock broker who is currently not licensed disclose a currently pending regulatory matter, a prior regulatory matter, 4 prior customer disputes, a currently…

Rex Securities Law
August 8, 2016
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Jonathan E. Rago-Former Aegis Capital Broker-Discloses Pending Customer Dispute

Jonathan E. Rago-Former Aegis Capital Broker-Discloses Pending Customer Dispute http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 8, 2016 August 8, 2016

August 2016-Melville, New York The FINRA records of Jonathan E. Rago , a stock broker who is not currently registered but was last employed by Aegis Capital Corp. , disclose a pending customer dispute and two prior regulatory events.…

Rex Securities Law
August 8, 2016
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Nicholas F. Milano-Former Aegis Capital Broker-Disclosed Customer Arbitrations

Nicholas F. Milano-Former Aegis Capital Broker-Disclosed Customer Arbitrations http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 8, 2016 August 8, 2016

August 2016-Melville, New York The FINRA records of Nicholas F. Milano , a stock broker who is not currently registered but was last employed by Aegis Capital Corp. , disclose a pending customer dispute and a prior FINRA award…

Rex Securities Law
March 18, 2016
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Edward Beyn-Former Craig Scott Capital Broker-Named In FINRA Churning Complaint

Edward Beyn-Former Craig Scott Capital Broker-Named In FINRA Churning Complaint http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 18, 2016 January 8, 2017

March 16, 2016-Uniondale, New York Beyn’s Excessive Trading Generated Commissions of $1.7M The Financial Industry Regulatory Authority (FINRA) filed a complaint against former Craig Scott Capital broker Edward Beyn alleging…

Rex Securities Law
February 15, 2016
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Craig Scott Capital & Execs Accused of Churning Customer Accounts

Craig Scott Capital & Execs Accused of Churning Customer Accounts http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 15, 2016 August 12, 2016

UPDATE-August 2016-Brent Porges not currently registered. See this for details. January 28, 2016 Craig Scott Capital (CSC) , its co-founder and President Craig Scott Taddonio and Brent Morgan Porges, a…

Rex Securities Law
January 6, 2016
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Zachary Bader-Former Craig Scott Capital Broker Barred From Industry for Churning Customer Account

Zachary Bader-Former Craig Scott Capital Broker Barred From Industry for Churning Customer Account http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g January 6, 2016 May 15, 2016

November 13, 2015-Melville NY Rex Securities Law is investigating options for recovery for investors who suffered damages in brokerage accounts handled by Zachary T. Bader. Zachary Bader , entered into a Letter…