fbpx

coastal equities problem

G. Russell Conrad-Coastal Equities Broker-Discloses Two Prior Customer Disputes- Lewiston, NY

G. Russell Conrad-Coastal Equities Broker-Discloses Two Prior Customer Disputes- Lewiston, NY 150 150 ER

G. Russell Conrad Investigation July 2023-Lewiston, New York The FINRA records of G. Russell Conrad ,  a Coastal Equities, Inc.  broker, disclose a 2 prior customer disputes involving alternative investments and tenant in…

read more

Luke M. Johnson-Former Coastal Equities Broker-Investigation Over GPB Auto Losses-Scottsdale, AZ

Luke M. Johnson-Former Coastal Equities Broker-Investigation Over GPB Auto Losses-Scottsdale, AZ 150 150 Rex Securities Law

March 2020-Scottsdale, AZ We are investigating  former Coastal Equities Inc. broker Luke Michael Johnson on behalf of an Arizona resident who alleges that she was sold an unsuitable investment in…

read more

Bill Downing-Former J.W. Cole Financial Broker-Discloses Customer Dispute & Bar From Securities Industry-Wimberley, Texas

Bill Downing-Former J.W. Cole Financial Broker-Discloses Customer Dispute & Bar From Securities Industry-Wimberley, Texas 150 150 Rex Securities Law

February 2019-Wimberley, Texas The FINRA records of  William (Bill) Glenn Downing ,  a  former stock broker who was last employed by Coastal Equities Inc.  disclose  a prior regulator event, a pending customer dispute,…

read more

Rushton L. Ardrey-Former Newport Coast Securities Broker-Discloses Customer Disputes

Rushton L. Ardrey-Former Newport Coast Securities Broker-Discloses Customer Disputes 150 150 Rex Securities Law

July 2016-Boston, MA The FINRA records of Rushton L. Ardrey, III  , a former stock broker employed by  Newport Coast Securities  , disclose 3 prior final regulatory events, a prior customer dispute, 3 currently pending customer disputes and…

read more

Michael Donnelly Investigation-Coastal Equities Broker Admits Theft From Elderly Clients

Michael Donnelly Investigation-Coastal Equities Broker Admits Theft From Elderly Clients 150 150 Rex Securities Law

October 19, 2015 Former Coastal Equities broker Michael Donnelly of Lecanto, Florida, admitting defrauding his clients and to disgorge over $2.2 million. In addition he consented to an SEC order…

read more

This site is protected by wp-copyrightpro.com