April 2017- Palm City, FL
The FINRA records of Harold F. Martek Jr. , a stockbroker who is currently employed by Centaurus Financial disclose a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA arbitration 17-01041 a customer of Centaurus Financial alleges damages of $60,000 for an unsuitable recommendation to concentrate a portfolio in a single stock.
Martek has been employed by Centaurus Financial since 9/2009. Prior to that he was employed by Securities America in Stuart, FL.
If you have questions about an account handled by Harold Martek Jr., call for a no charge consultation.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900