Donald Kowalsky Investigation April 2023- Atlanta, GA The FINRA records of Donald Kowalsky , a Cambridge Investment Research, Inc. broker discloses 3 prior customer disputes and a pending customer dispute. The…
read moreChristopher Gordon Investigation April 2023-Annapolis, MD According to publicly available records Christopher J. Gordon,a broker who formerly worked with Cambridge Investment Research, but now is with Centaurus Financial, discloses 4 pending customer…
read moreGreg Koalska Investigation March 2023- Oakdale, MN The FINRA records of Greg Koalska, a currently unregistered stock broker formerly employed by Cambridge Investment Research. , disclose 2 regulatory events, , a…
read moreMichael Valenta Investigation September 2022- Westminster, CO The FINRA records of Michael J. Valenta , a broker with Cambridge Investment Research Advisors, disclose recently filed suits by customers seeking damages for oil…
read moreAnnetta Marie Box Investigation August 2022- Dallas, TX The FINRA records of Annetta Marie Box , a former broker with Cambridge Investment Research Advisors, disclose a recent bar from the securities…
read moreFrank B. Snyder Investigation August 2022- Greenville, IL The FINRA records of Frank B. Snyder , a broker with Cambridge Investment Research Advisors, disclose a pending customer dispute. The Financial Industry…
read moreDavid Melilli Investigation April 2022- Moorestown, NJ The FINRA records of David J. Melilli , a former financial advisor who was last employed by Cambridge Investment Research and Sagepoint Financial, Inc.,…
read moreVince Mastrovito Investigation March 2022- Charlevoix, MI The FINRA records of Vince Mastrovito, a broker who formerly worked for J.W. Cole Financial, Inc. and Cambridge Investment Research disclose 2 pending customer…
read moreEladio Santiago Investigation November 2021- Fulton, MD According to publicly available records Eladio Arturo Santiago, a broker with Cambridge Investment Research broker discloses 2 customer disputes. The Financial Industry Regulatory Authority…
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