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Barry T. Eisenberg

Alexander Capital Sanctioned For Allowing Brokers to Churn Brokerage Accounts

Alexander Capital Sanctioned For Allowing Brokers to Churn Brokerage Accounts 150 150 Rex Securities Law

MARCH 2019 Update–SEC enters consent judgement vs. William Gennity.  JULY 2018 The Securities and Exchange Commission (SEC) charged Alexander Capital and two of its managers for failing to supervise three…

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