FINRA records report that Richard Gomez , of New York, who is not currently registered, is currently named in two customer disputes:
- FINRA Case 16-0035 filed by a Florida resident against Gomez while he was employed by Avenir Financial Group alleges unauthorized trading, excessive commissions, churning and suitability. The customer alleges damages of $110,000.
- FINRA Case 15-01041 filed against Gomez while he was employed by Legend Securities, alleges violation of NY Consumer Protection Act and NY Business Law 349, breach of contract, fraud and other claims and seeks damages of $110,000.
Gomez is also named in a FINRA complaint alleging that he defrauded investors of at least $499,000 through his participation in two separate schemes involving private securities away from his member firm. FINRA Case 2011020293503.
Gomez has been registered with 17 different brokerage firms since 2006, some for as short a period as 2 or 3 months. See his FINRA record for complete details.
If you have losses in an account handled by Richard Gomez, you may be able to collect damages from his employing firm. Call to speak with an experienced securities attorney.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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