fbpx

Rex Securities Law-BLOG

Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Tony Morris-Former Investors Capital Corp. Broker-Discloses Customer Dispute-El Paso, Texas
Tony Morris-Former Investors Capital Corp. Broker-Discloses Customer Dispute-El Paso, Texas 150 150 Rex Securities Law

March 2019- El Paso, Texas According to publicly available records Anthony  “Tony” R. Morris , (CRD# 2849581) ,  a  stockbroker who previously worked for Investors Capital Corp and who is currently employed by Lincoln…

read more

Rainmaker Securities Sanctioned Over Sales of Private Placement Investments
Rainmaker Securities Sanctioned Over Sales of Private Placement Investments 150 150 Rex Securities Law

Saint Louis, Missouri According to publicly available records, in July 2015,  Rainmaker Securities  , (CRD# 132995) ,  and its President Glen Anderson (CRD#5030000) entered into a Letter of Acceptance Waiver and Consent with…

read more

Shane D. Ireland-Former Edward Jones Broker-Discloses Termination From Employment-Stuart-FL
Shane D. Ireland-Former Edward Jones Broker-Discloses Termination From Employment-Stuart-FL 150 150 Rex Securities Law

Stuart, Florida According to publicly available records Shane David Ireland  , (CRD# 5891934) ,  a   currently unregistered stockbroker who last worked for Ameriprise Financial Services,  discloses  a termination from employment. The Financial Industry Regulatory…

read more

Lek Securities Named in Market Manipulation Regulatory Action
Lek Securities Named in Market Manipulation Regulatory Action 150 150 Rex Securities Law

UPDATE JUNE 2017-FINRA records disclose that Lek Securities has 20 currently pending regulatory events and 7 prior regulatory events. March 27, 2017 Lek Securities and its CEO Samuel F. Lek…

read more

Leon Paul Rehak-Former Raymond James Broker-Named in Churning Complaint-Pompano, FL
Leon Paul Rehak-Former Raymond James Broker-Named in Churning Complaint-Pompano, FL 150 150 Rex Securities Law

March 2017-Pompano Beach, FL According to publicly available records Leon Paul Rehak  , (CRD# 2331058) ,  a   stockbroker who presently works for LPL Financial,  discloses a pending customer dispute. The Financial Industry Regulatory Authority…

read more

Scott Sibley-Former Raymond James Broker-Discloses Multiple Customer Disputes Alleging Abuse of the Elderly-Boca Raton, FL
Scott Sibley-Former Raymond James Broker-Discloses Multiple Customer Disputes Alleging Abuse of the Elderly-Boca Raton, FL 150 150 Rex Securities Law

April 2017-Boca Raton, FL According to publicly available records Scott Allen Sibley  , (CRD# 1523981) ,  a   former stockbroker who last worked for Moors & Cabot,  discloses 3 prior regulatory events, 2 pending…

read more

Ryan M. Murnane-Former Alexander Capital Broker-Discloses Discharge and Customer/Regulatory Complaints
Ryan M. Murnane-Former Alexander Capital Broker-Discloses Discharge and Customer/Regulatory Complaints 150 150 Rex Securities Law

March 2017-New York According to publicly available records Ryan M. Murnane  , (CRD# 4784140) ,  a   former stockbroker who last worked for Alexander Capital and Woodstock Financial Group,  discloses a pending customer dispute, 5…

read more

Eddie Basora Jr.-Former Merrimac Broker-Named in Regulatory Complaint
Eddie Basora Jr.-Former Merrimac Broker-Named in Regulatory Complaint 150 150 Rex Securities Law

March 2017-Altamonte Springs, Florida According to publicly available records Eddie Basora, Jr.  , (CRD# 4388378) ,  a   former stockbroker who last worked for Merrimac Corporate Securities has been named in a complaint filed…

read more

How to Recover Losses on United Development Funding IV (UDF IV)
How to Recover Losses on United Development Funding IV (UDF IV) 150 150 Rex Securities Law

March 2017 Investors who have suffered losses on United Development IV (UDF IV)  may be able to recover damages through FINRA arbitration,  a dispute resolution process that is much more…

read more
Enter your
text here

This site is protected by wp-copyrightpro.com