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TICs Tenant In Common Investments-1031 Exchanges

Richard J. Reynolds-Northland Securities Broker-Discloses Pending Customer Dispute Over Alternative Investments

Richard J. Reynolds-Northland Securities Broker-Discloses Pending Customer Dispute Over Alternative Investments 150 150 Rex Securities Law

Minneapolis, MN According to FINRA records, Richard J. Reynolds ,  a broker who has been  registered  with Northland Securities since  9/2002 , discloses a pending customer dispute and a prior dispute that has been settled. The…

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Losses on KBR Baron’s Cove ? How to Recover Damages.

Losses on KBR Baron’s Cove ? How to Recover Damages. 150 150 Rex Securities Law

Investors suffering losses on KBR Baron’s Cove may be able to recover damages from the brokerage firm that sold the investment. Contact Rex Securities Law for details. No charge initial…

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Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute

Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute 150 150 Rex Securities Law

May 2016- San Francisco The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Frank Dunn-Concorde Investment Services Broker-Discloses Settlement of Customer Dispute-The Woodlands, TX

Frank Dunn-Concorde Investment Services Broker-Discloses Settlement of Customer Dispute-The Woodlands, TX 150 150 Rex Securities Law

The Woodlands, Texas UPDATE JULY 2017-Public records reveal that n 12/2016 Frank T. Dunn, Jr. paid $22,500 to settle his portion of  FINRA CASE 16-0611, discussed below. ORIGINAL POST-May 2016 The…

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Keith Bradley-VSR Financial, Houston, Texas-Discloses Pending Customer Dispute

Keith Bradley-VSR Financial, Houston, Texas-Discloses Pending Customer Dispute 150 150 Rex Securities Law

Houston , Texas UPDATE December 2016-Keith Bradley’s FINRA records disclose a pending customer initiated claim seeking damages of $100,000 for unsuitable investments and negligence related to Direct Investments, Limited Partnerships, equipment leasing, oil…

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Charles Kulch Investigation-NEXT FInancial/Investors Capital Broker-Nashua, NH

Charles Kulch Investigation-NEXT FInancial/Investors Capital Broker-Nashua, NH 150 150 Rex Securities Law

April 1, 2016- Nashua, New Hampshire FINRA records report that NEXT Financial Group stockbroker Charles Kulch , of Nashua ,New Hampshire,  lists two customer disputes: FINRA Case 15-0762-the customer alleges that NEXT Financial Group…

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Cabot Investment Properties Execs Face Criminal Charges

Cabot Investment Properties Execs Face Criminal Charges 150 150 Rex Securities Law

June 3, 2015 Carlton Cabot, 52, of Stamford, Connecticut and Timothy Kroll, 42, of New Hope, Pennsylvania, were named in a criminal complaint accusing them of of misappropriating funds from…

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