Penny Stocks Archives - Page 2 of 3 - Rex Securities Law-BLOG

Rex Securities Law
July 8, 2016
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Garden State Securities Order to Pay Damages for Investment Losses

Garden State Securities Order to Pay Damages for Investment Losses http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 8, 2016 July 8, 2016

July 5, 2016-New York A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered Garden State Securities, based in Red Bank, New Jersey, to pay an elderly customer over $142,000 to…

Rex Securities Law
June 15, 2016
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Larry S. Werbel Discloses Customer Dispute Over Investment in VGTL and QLTS

Larry S. Werbel Discloses Customer Dispute Over Investment in VGTL and QLTS http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 15, 2016 August 16, 2016

UPDATE August 2016-Disclosure that another customer dispute has been filed. In July 2016 a customer of LPL Financial alleged damages of $19,995 for unsuitable penny stock trading and failure to…

Rex Securities Law
May 24, 2016
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Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks

Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 24, 2016 July 11, 2017

Minneapolis, MN According to FINRA records, Brandt B. Wendland , a broker who was registered with Feltl & Company from 3/2004-2/2017 and who is now employed by Advanced Advisor Group , disclose a…

Rex Securities Law
May 24, 2016
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Shawn M. McIntyre-Feltl & CO. Broker- Discloses $300K Settlement With Customer-Minneapolis, MN

Shawn M. McIntyre-Feltl & CO. Broker- Discloses $300K Settlement With Customer-Minneapolis, MN http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 24, 2016 October 26, 2017

Minneapolis, MN According to FINRA records, Shawn M. McIntyre , a broker who has been registered with Feltl & Company since 12/2003 , discloses 3 prior customer complaints and one pending judgment/lien. The Financial…

Rex Securities Law
March 26, 2016
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Losses on GTAT ? Recovery Options For Investors

Losses on GTAT ? Recovery Options For Investors http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 26, 2016 March 26, 2016

If you suffered losses on GT Advanced Technologies (GTAT) purchased from Legend Securities we may able to help you recover damages through FINRA arbitration. GT Advanced Technologies which traded at nearly…

Rex Securities Law
March 26, 2016
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Legend Securities Fined $300,000 by S. Carolina Securities Regulators

Legend Securities Fined $300,000 by S. Carolina Securities Regulators http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 26, 2016 March 26, 2016

March 18, 2016-Columbia, South Carolina Legend Securities was named in Administrative Order File Number 14108 filed by the Securities Division of the Office of the Attorney General of South Carolina for…

Rex Securities Law
March 26, 2016
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Legend Securities Fined $125,000 Over Penny Stock Sales

Legend Securities Fined $125,000 Over Penny Stock Sales http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 26, 2016 March 26, 2016

February 10, 2016 Legend Securities entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from October 2010 to…

Rex Securities Law
March 16, 2016
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Larry Werbel’s Co-Conspirator Edward Durante Extradited From Germany

Larry Werbel’s Co-Conspirator Edward Durante Extradited From Germany http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 16, 2016 March 17, 2016

The FBI announced the arrest and extradition of repeat securities fraud offender Edward Durante, also known as: Ted Wise Efran Eisenberg Yulia Ed Simmons Durante was arrested in Germany and…

Rex Securities Law
March 16, 2016
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Larry Werbel Indicted For Securities Fraud & Ordered to Pay $100,000 by FINRA Arbitrators- In the Same Week

Larry Werbel Indicted For Securities Fraud & Ordered to Pay $100,000 by FINRA Arbitrators- In the Same Week http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 16, 2016 April 19, 2016

February 24, 2016- Cleveland, Ohio A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered former Summit Brokerage Services stockbroker Larry Werbel , who operated Evolution Partners Wealth Management of Chagrin Falls,…