April 2017-Clear Lake, IA The FINRA records of Thomas W. Bodensteiner , a stockbroker who was formerly employed by VSR Financial Services disclose a pending customer dispute over an investment in United Development…
read moreOklahoma City, OK MAY 2017 UPDATE-Per FINRA records Will Ricker Freeman left Wilbanks Securities 10/2016 and he is not currently registered. ORIGINAL POST AUGUST 2016–The FINRA records of Will R. Freeman , a…
read moreAugust 2016-Oklahoma City, OK The FINRA records of Will R. Freeman , a stock broker who is currently employed by Wilbanks Securities, Inc. disclose a pending customer arbitration. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreJanuary 2020- Dunmore, PA The FINRA records of Charles J. Ehnot , a stock broker employed by L.M. Kohn & Company, disclose 30 prior customer disputes and two outstanding IRS tax liens. See…
read moreFebruary 2019-Leawood, KS The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…
read moreMay 2016 Investor Claims for Losses on Master Limited Partnerships- Energy Related Investments Rex Securities Law is investigating claims for investors who suffered significant losses as a result of investing…
read moreHouston , Texas UPDATE December 2016-Keith Bradley’s FINRA records disclose a pending customer initiated claim seeking damages of $100,000 for unsuitable investments and negligence related to Direct Investments, Limited Partnerships, equipment leasing, oil…
read moreMarch 19, 2016-Las Vegas A jury in Las Vegas found Anton Paul Drago guilty on 10 charges including conspiracy, fraud and theft of government funds, Drago, together with co-defendant, Joseph…
read moreMARCH 2016-After the dramatic collapse of oil prices in the past year, it is apparent that a 2013 SEC investor alert, which we discussed nearly three years ago, was something investor would…
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