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South Carolina Securities Division

Texas Based Cannon Operating Sanctioned by South Carolina Securities Regulators
Texas Based Cannon Operating Sanctioned by South Carolina Securities Regulators 150 150 Rex Securities Law

February 27, 2015- Columbia, South Carolina The Securities Commissioner of the State of South Carolina has filed an Order to Cease and Desist against a Garland, Texas, Company and one…

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North Charleston Investment Advisor Sanctioned by South Carolina Securities Regulator
North Charleston Investment Advisor Sanctioned by South Carolina Securities Regulator 150 150 Rex Securities Law

February 20, 2015- North Charleston, South Carolina Jesse Clifton Dove and his registered investment adviser company Investment Advisory Center, Inc. entered into a Consent Order with the Securities Commissioner of…

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Sonos Capital Advisors Fined by South Carolina Securities Regulator
Sonos Capital Advisors Fined by South Carolina Securities Regulator 150 150 Rex Securities Law

February 12, 2015- Myrtle Beach, South Carolina The Securities Division of Office of the Attorney General of South Carolina imposed a $10,000 fine against Sonos Capital Advisors, LLC, of Myrtle…

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WR&A Financial Services Sanctioned by South Carolina Securities Regulator
WR&A Financial Services Sanctioned by South Carolina Securities Regulator 150 150 Rex Securities Law

February 12, 2015- South Carolina South Carolina Securities Commissioner Alan Wilson revoked the registration of WR&A Financial Services, Inc. of Charleston, South Carolina,  and assessed a $10,000 fine for failing…

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