Category Archives: Share Financial Services

Dallas Based Share Financial Services Sanctioned by Securities Regulators

March 16, 2015

Share Financial Services and its President and Chief Compliance Officer Charles Major entered into an Order Accepting Offer of Settlement with the Financial Industry Regulatory Authority (FINRA) to resolve allegations related to net capital violations and failure to comply with FINRA bookkeeping requirements.  Disciplinary Proceeding No. 2012030729402. 

Share Financial was censured and fined $20,000. Major was fined $15,000 and suspended for 10 business days.

Share Financial Services has been a FINRA member since 1983 and is headquartered in Dallas, Texas. They employ about 24 registered representatives and their primary business activity is the sale of church bonds through contingent securities offerings.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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