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PHX Financial

Salvatore Gioe- Former PHX Financial Broker-Barred From Securities Industry

Salvatore Gioe- Former PHX Financial Broker-Barred From Securities Industry 150 150 Rex Securities Law

February 2019- New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY

Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY 150 150 Rex Securities Law

July 2021  UPDATE -FINRA has filed a complaint alleging that Reda churned accounts and traded customer without authority.  Follow this for update. ORIGINAL POST--May 2016- Garden City, NY The Financial Industry Regulatory…

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