Category Archives: Olgilvie Security Advisors

Former Olgilvie Security Advisors Broker Steven Heinz Barred by FINRA

August 2014-Orem, Utah

The Financial Industry Regulatory Authority (FINRA) barred Steven Bruce Heinz from association with any FINRA member to resolve allegations that Heinz refused to appear and provide testimony related to 1035 annuity exchanges.

According to FINRA records, Heinz was registered with Olgilvie Security Advisors from 4/2004-10/2012.

If you have questions about annuity transactions or unexplained losses in your brokerage account, call to speak with an experienced securities attorney to discuss your legal options.

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