Stockbroker Sanctioned for Unsuitable Sale of Private Placement Securities
http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg
150
150
Rex Securities Law
http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g
July 21, 2015 John P. Jones entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he engaged in…
read more