Category Archives: Laradorbecker Securities

Laradorbecker Securities & Broker Cindy Hanerhoff Sanctioned by Securities Regulators

November 19, 2014-Dallas, The Woodlands, TX

Laradorbecker Securities Corporation & Cindy Leah Hanerhoff , its president and chief compliance officer entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that they permitted an individual, who had been suspended in her capacity as a FINOP to act as its FINOP throughout the individual’s suspension.

Laradorbecker was censured and fined $10,000. Hanerhoff was suspended from working in a principal capacity for a month and fined $10,000,

Case # 2013036030001

Laradorbecker Securities has been registered with FINRA since 2001 and is headquartered in The Woodlands, Texas. Laradorbecker is approved to conduct business in corporate debt securities, over-the-counter securities, U.S. government securities. mutual funds. and variable contracts. Thefirm is also approved to engage in proprietary trading and underwriting services.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

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