July 2016- Kingsport, TN
The FINRA records of Kenneth D. Wright , a stock broker currently employed by Infinex Investments, Inc. , disclose a prior final customer dispute and a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In the pending FINRA Case, #16-01483, a customer while Wright was employed by Uvest Financial Services and LPL Financial alleges damages of $500,000 due to an unsuitable recommendation to cash out a pension plan and invest solely in Behringer Harvard real estate investment trust (REIT).
Wright has been employed by Infinex Investments since 3/2016. He was employed by LPL Financial from 19/2011-9/2015 and with Uvest Financial Services from 2/2001-2/2011.
If you have losses in an account handled by Kenneth D. Wright , you may be able to collect damages from his former employer.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900