fbpx

Global Strategic Investments

Richard W. Martin-Former G.F. Investments Services Broker-Discloses Issues Over Sale of ETFs

Richard W. Martin-Former G.F. Investments Services Broker-Discloses Issues Over Sale of ETFs 150 150 Rex Securities Law

July 2017-Malaysia The FINRA records of  Richard William Lunn Martin ,  a  former stockbroker who was last  employed by  G.F. Investment Services, disclose a  prior regulatory matter, 15 customer disputes, a current…

read more

Paul A. Falcon-Aegis Capital Broker-Discloses Customer Dispute

Paul A. Falcon-Aegis Capital Broker-Discloses Customer Dispute 150 150 Rex Securities Law

July 2016-Boca Raton, Florida The FINRA records of Paul A. Falcon ,  a  stock broker currently employed  by Aegis Capital Corp. , disclose a pending customer dispute and 3 prior final customer disputes. The Financial Industry Regulatory…

read more

This site is protected by wp-copyrightpro.com