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First Midwest Securities

Shawn Burns-former Salomon Whitney Broker- Named in Customer Arbitrations Alleging High Pressure Stock Sales
Shawn Burns-former Salomon Whitney Broker- Named in Customer Arbitrations Alleging High Pressure Stock Sales 150 150 Rex Securities Law

APRIL 2018 UPDATE-As of April 2018, Shawn Burn’s FINRA record discloses a final regulatory event, 20 prior and one pending customer disputes, 2 terminations from employment, a chapter 7 bankruptcy…

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Gary B. Weiss-Former Salomon Whitney Financial Broker-Settles Churning Complaint
Gary B. Weiss-Former Salomon Whitney Financial Broker-Settles Churning Complaint 150 150 Rex Securities Law

April 2018 UPDATE-New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Mario Gogliormella Investigation-Legend Securities Broker
Mario Gogliormella Investigation-Legend Securities Broker 150 150 Rex Securities Law

FINRA records report that Mario Gogliormella , who has been registered with Legend Securities since 12/2010 , is currently named in three pending customer disputes: FINRA Case 15-3487 alleging unsuitability and breach…

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