Category Archives: First Command Financial Planning

TSSB Sets Hearing to Revoke Securities Registration of Corpus Christi Advisor Kenneth Graves

UPDATE JUNE 2014: TSSB revokes license of Kenneth Graves and Warren Financial Services.

On May 19, 2014, the Texas State Securities Board (TSSB) set a hearing for July 9th, 2014, to revoke the securities registration of Corpus Christi, TX, financial advisor Kenneth Wayne Graves and his company, Warren Financial Services.
According to the Notice of Hearing, Graves made unsuitable investment recommendations, unauthorized withdrawals of client funds and made misrepresentations to the TSSB staff investigators.
The TSSB Notice of Hearing can be viewed here.
FINRA records indicate that Graves was registered with First Command Financial Planning from 8/2008-10/2010.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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