Category Archives: D.A. Davidson & Co.

D.A. Davidson Broker Susan Skaar Sanctioned by Securities Regulators

December 2, 2014- Bozeman, Montana

To resolve allegations that from 2003-2014, she affixed initials of 4 customers to four documents and signed the signatures of two other customers to two documents, Susan Skaar consented to a 20 day suspension and a fine of $5,000.

By initialing and signing customer initials and names, Skaar violated NASD Conduct Rule 2110 and FINRA Rule 2010.

According to FINRA records, Skaar has been registered with D.A. Davidson & Co. since 1993.

Rex Securities Law , located in Boca Raton, FL, provides representation to  investors  in Montana and nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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