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Concorde Investment Services

Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments
Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments 150 150 Rex Securities Law

Campbell, CA According to FINRA records,  Barry W. Lemay ,  a stockbroker  who  formerly worked for VSR Financial Services discloses  9 final customer disputes and  one pending customer dispute. The Financial Industry Regulatory Authority…

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Larry S. Werbel Discloses Customer Dispute Over Investment in VGTL and QLTS
Larry S. Werbel Discloses Customer Dispute Over Investment in VGTL and QLTS 150 150 Rex Securities Law

UPDATE August 2016-Disclosure that another customer dispute has been filed. In July 2016 a customer of LPL Financial alleged damages of $19,995 for unsuitable penny stock trading and failure to…

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Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute
Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute 150 150 Rex Securities Law

May 2016- San Francisco The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Frank Dunn-Concorde Investment Services Broker-Discloses Settlement of Customer Dispute-The Woodlands, TX
Frank Dunn-Concorde Investment Services Broker-Discloses Settlement of Customer Dispute-The Woodlands, TX 150 150 Rex Securities Law

The Woodlands, Texas UPDATE JULY 2017-Public records reveal that n 12/2016 Frank T. Dunn, Jr. paid $22,500 to settle his portion of  FINRA CASE 16-0611, discussed below. ORIGINAL POST-May 2016 The…

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Larry Werbel’s Co-Conspirator Edward Durante Extradited From Germany
Larry Werbel’s Co-Conspirator Edward Durante Extradited From Germany 150 150 Rex Securities Law

The FBI announced the arrest and extradition of repeat securities fraud offender Edward Durante, also known as:  Ted Wise Efran Eisenberg Yulia Ed Simmons Durante was arrested in Germany and…

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Larry Werbel Indicted For Securities Fraud & Ordered to Pay $100,000 by FINRA Arbitrators- In the Same Week
Larry Werbel Indicted For Securities Fraud & Ordered to Pay $100,000 by FINRA Arbitrators- In the Same Week 150 150 Rex Securities Law

February 24, 2016- Cleveland, Ohio A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered former Summit Brokerage Services stockbroker Larry Werbel , who operated Evolution Partners Wealth Management of Chagrin Falls,…

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Larry Werbel Indicted for $15M VGTL Securities Fraud
Larry Werbel Indicted for $15M VGTL Securities Fraud 150 150 Rex Securities Law

1/8/2016- Cleveland, Ohio Larry Werbel, 67,  of Evolution Partners Wealth Management in Chagrin Falls was indicted on charges that he participated in a scheme which defrauded about 100 investors out…

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