Category Archives: Compass Bank

Daniel Cabrera-BBVA Securities-Discloses Settlement Over Annuity Sales

September 2016-Helotes, Texas

The FINRA records of  Daniel A. Cabrera,  a  stockbroker who is currently employed by  BBVA Securities  disclose a prior customer dispute that was settled.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Cabrera discloses that in February 2016, a customer dispute was settled for $44,676. The customer alleged that they were misled as to the type of investment purchased in connection with the purchase of 4 variable annuity contracts in July 2015.

Cabrera has been employed by BBVA Securities since 5/2013. Prior to that he was employed by Compass Bank.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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