Unauthorized Access to Account Archives

Rex Securities Law
August 24, 2022
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Can I Sue My Stockbroker or Financial Advisor for Losses?

Can I Sue My Stockbroker or Financial Advisor for Losses? http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 24, 2022 August 17, 2023

YES-You Can How to Recover Losses Caused by Your Stockbroker or Financial Advisor The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA…

Rex Securities Law
September 11, 2019
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Paul (Apostolos) Pitsironis-Former Janney Montgomery Broker- Barred for Stealing From Client

Paul (Apostolos) Pitsironis-Former Janney Montgomery Broker- Barred for Stealing From Client http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 11, 2019 January 9, 2020

January 2020 -Melville, New York According to publicly available records Apostolos Nicolas Pitsironis (also known as Paul Pitsironis) , discloses that he was recently barred from the securities industry for…

Rex Securities Law
June 21, 2016
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William D. Keltner-MWA Financial Services Broker-Discloses Customer Dispute

William D. Keltner-MWA Financial Services Broker-Discloses Customer Dispute http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 21, 2016 June 21, 2016

Jackson, TN According to FINRA records, William D. Keltner , a stockbroker who currently works for MWA Financial Services, discloses a recently resolved customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

Rex Securities Law
May 20, 2016
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Judy A. Bat-Waddell & Reed-Discloses $400K Customer Arbitration Over Unauthorized Wire Transfer

Judy A. Bat-Waddell & Reed-Discloses $400K Customer Arbitration Over Unauthorized Wire Transfer http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 20, 2016 May 20, 2016

Castle Rock, CO According to FINRA records, Judy A. Bat , a broker who is currently registered with Waddell & Reed , discloses a recently filed arbitration by a customer seeking damages of $400,000.…