Kevin Dwayne McNeese was assessed a deferred fine of $5,000 and suspended for six months by FINRA to resolve allegations that he willfully failed to timely amend his Form U4 to disclose an unsatisfied judgment and two bankruptcy filings.
According to FINRA records, McNeese was registered with IMS Securities from 6/2005-7/2012.
If you have losses in an account handled by Kevin Dewayne McNeese, contact us to learn how you may be entitled to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900