April 2019- New York According to publicly available records Andrew P. Murino , (CRD# 4162699) , a stockbroker who is currently employed by Alexander Capital, disclose currently outstanding liens. The Financial Industry Regulatory…
read moreJanuary 2017-Melville, New York According to publicly available records John J. Piro , (CRD# 4539787) , a stockbroker currently employed by Joseph Gunnar & Co. , disclose a pending customer dispute. The Financial Industry Regulatory…
read moreDecember 2016-Davie, FL The FINRA records of Mark B. Beloyan, a stockbroker with Tradespot Markets, Inc. , disclose 3 prior regulatory events that are final and two financial disclosures. The Financial Industry Regulatory Authority…
read moreNovember 2016- Dallas, Texas The FINRA records of Jesse B. Shelmire, IV, a stockbroker who is currently employed by Stonegate Capital Markets, Inc. disclose 2 prior regulatory events that are final, a pending investigation and…
read moreNew York MAY 2017 UPDATE– Taddonio’s FINRA record discloses a pending regulatory event, 2 prior final regulatory events, 3 prior final customer disputes, a currently pending financial event and 5…
read moreAugust 2016- New York The FINRA records of Brent Porges, a former stock broker who is currently not licensed disclose a currently pending regulatory matter, a prior regulatory matter, 4 prior customer disputes, a currently…
read moreAugust 2016- Ronkonkoma, NY The FINRA records of Joseph F. Comiskey, Jr. , a stock broker who is currently employed by K. C. Ward Financial disclose a currently pending customer dispute, 2 prior customer disputes,…
read moreJune 2017- Ronkonkoma, NY The FINRA records of Craig D. Dima , a former stock broker who was last employed by K. C. Ward Financial disclose 3 prior regulatory events, 5 prior customer disputes, 2…
read moreAugust 2016- Ronkonkoma, NY The FINRA records of Thomas J. Briguccia, Jr. , a stock broker who is currently employed by K. C. Ward Financial disclose 3 currently pending customer disputes, a6 prior customer disputes…
read more