Christopher Gordon Investigation
April 2023-Annapolis, MD
According to publicly available records Christopher J. Gordon,a broker who formerly worked with Cambridge Investment Research, but now is with Centaurus Financial, discloses 4 pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA case #22-01164, 22-0974 and in FINRA case # 22-00746 three Lincoln Financial Securities Corporation customers allege that Gordon recommended unsuitable oil and gas investments. No damage amount is listed the cases are currently pending. One customer alleges that the recommendation was made for the purpose of generating high commissions.
In FINRA case #22-00564 , Lincoln Financial Securities Corporation customer alleged that Gordon recommended unsuitable oil and gas investment. The alleged damages are greater than $600,000 and the case is still pending.
In FINRA case #22-001164 , Lincoln Financial Securities Corporation customer alleged that Gordon recommended unsuitable oil and gas investment. The alleged damages are $403,000 and the case is still pending.
Gordon was with Cambridge Investment Research Advisors from 7/2016-2/2023. He has been with Centaurus Financial since 2/2023. He discloses other a business affiliation with Christopher Gordon Wealth Management.
If you have questions about an account handled by Christopher Gordon contact us for a no charge consultation to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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