Eugene Cebron “Bron” Thompson Investigation
March 2023– Wallace, NC
According to publicly available records, Eugene “Bron” Thompson, a broker with Capital Investment Group, discloses a customer dispute related to GWG L-Bond losses.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 7/2022 a Capital Investment Group, Inc. customer alleged that she and her now deceased spouse, purchased GWG Holdings, Inc. in 2/2021. The alleged damages are $130,000 and the case is still pending.
GWG L-BOND LOSSES?
For more information on GWG Holdings, see this link and for more about Center Street’s issues with regulators over GWG investments, follow this link.
If you have questions about an account handled by Bron Thompson call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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