Last Updated: September 2023 (Miami, FLA)
Jorge Sonville Investigation Summary
Here’s what you need to know about Miami, FLA, stockbroker Jorge A. Sonville:
- Name: Mr. Jorge Antonio Sonville
- Current Employer: Trade Bridge Capital & Consultiva Wealth Management
- Previous Firms: Insigneo Securities, Insigneo Advisory Services, Merrill Lynch Pierce Fenner & Smith
- Function: Stock Broker/ Registered Investment Advisor
- Aliases: Jorge A. Sonville
- Primary Location: Miami, FL
- CRD 2558540
- Can Jorge A. Sonville be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Highest Settlement : $2,010,000
- Discharged by prior Employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jorge Sonville As Your Stockbroker?
In 6/2022 Jorge A. Sonville was fined $5,000 by FINRA and suspended, in all capacities, for six months for loaning $65,000 to a customer in violation of Merrill Lynch firm policy. FINRA AWC Jorge Antonio Sonville.
In 10/2022 a customer of Merrill Lynch was paid $2.010,000 to settle a FINRA arbitration in with the customer alleged that Jorge Sonville mad an unsuitable recommendation to invest in an undisclosed outside business activity from 2015-2020.
Merrill Lynch discharged Jorge Sonville in 6/2021 and make the following allegation on Sonville’s FINRA record: “Conduct including participation in a financial arrangement with a client and failure to disclose an outside business activity.”
Allegations of Broker Misconduct Against Jorge Sonville
A customer of Jorge A. Sonville has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jorge A. Sonville, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
