Baris Dincer-Former J.H. Darbie Broker-Discloses Terminations-New York

Baris Dincer-Former J.H. Darbie Broker-Discloses Terminations-New York 150 150 Robert Rex, Esq.

June 2020- New York

According to publicly available records Baris Dincer  (CRD#5637472) ,  a  stockbroker who currently is not currently registered and who was previously employed by Planner Securities, J.H. Darbie & Co., Alexander Capital  and Revere Securities,  discloses  2 terminations from employment.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In 3/2014, Dincer was permitted to resign from Forefront Capital Markets over issues of trust and confidence.

In 11/2012, Dincer was discharged by Alexander Capital who alleged “possible violations of industry standards regarding certain bond transactions. ” 

Baris Dincer  was employed by J.H. Darbie & Co. from 6/2017-3/2018.  He was briefly employed by Planner Securities 8-2018-12/2018. Prior employment includes Revere Securities, Koyote Trading, Odeon Capital Group, Forefront Capital Markets, Alexander Capital, Legend Securities and J Giordano Securities Group (now Newoak Capital Markets) . 

If you have questions about an account handled by Baris Dincer  contact us for a no charge consultation  to discuss your options.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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