OCTOBER 2017 UPDATE-Christian Webb is not currently registered as a broker. See this for more.
November 2016-Austin, Texas
According to publicly available records Christian L. Webb , (CRD# 1161075) , a stockbroker who is currently registered with Dominion Investors Services of Horseshoe Bay, TX , was discharged by his prior employer LPL Financial in November 2016.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Webb also discloses an outstanding judgement/lien to the IRS in the amount of $77,800.27. Webb’s prior employment history includes Cambridge Investment Research and Legg Mason.
If you have questions about an account in an account handled by Christian L. Webb, contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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