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Monthly Archives :

January 2017

Andrew Scheirer-Kovack Securities Broker-Discloses Customer Disputes-Sanford, FL

Andrew Scheirer-Kovack Securities Broker-Discloses Customer Disputes-Sanford, FL 150 150 Rex Securities Law

January 2017-Sanford, FL According to publicly available records Andrew R. Scheirer, II (CRD# 4256666) ,  a  stockbroker currently employed by Kovack Securities ,  discloses two  prior finalized customer disputes and a separation from employment after…

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Ronald A. Christopher-Kovack Securities Broker-Discloses Customer Dispute-Altamonte Springs, FL

Ronald A. Christopher-Kovack Securities Broker-Discloses Customer Dispute-Altamonte Springs, FL 150 150 Rex Securities Law

January 2017-Altamonte Springs, FL According to publicly available records Ronald A. Christopher, Jr.  (CRD# 2892530) ,  a  stockbroker currently employed by Kovack Securities ,  discloses a  pending customer dispute. The Financial Industry Regulatory Authority…

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Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL

Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL 150 150 Rex Securities Law

January 2017-West Palm Beach, FL According to publicly available records Thomas B. Carreras (CRD# 1815164) ,  a  stockbroker currently employed by Ameritas Investment Corp. ,  discloses a  pending customer dispute. The Financial Industry…

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John S. Bixby-Former Ameritas Investment Broker-Discloses Discharge and Customer Disputes

John S. Bixby-Former Ameritas Investment Broker-Discloses Discharge and Customer Disputes 150 150 Rex Securities Law

January 2017-Lincoln, NE According to publicly available records   John S. Bixby,  a  stockbroker currently employed by Drexel Hamilton,  discloses a  separation from employment after allegations and two finalized customer disputes. The Financial…

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Renee R. Fields-Former Ameriprise Broker- Discloses Separation From Employment-Dallas, TX

Renee R. Fields-Former Ameriprise Broker- Discloses Separation From Employment-Dallas, TX 150 150 Rex Securities Law

January 2017-Dallas, Texas The FINRA records of  Renee Rochelle Fields,  a  stockbroker currently employed by Sagepoint Financial disclose a  separation from employment after allegations. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses…

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Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX

Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX 150 150 Rex Securities Law

January 2017-Friendswood, Texas The FINRA records of  Steven W. Shirley,  a  stockbroker with IMS Securities disclose a  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…

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Stacey L. Rognon-IMS Securities Stockbroker-Discloses Customer Dispute-Houston, TX

Stacey L. Rognon-IMS Securities Stockbroker-Discloses Customer Dispute-Houston, TX 150 150 Rex Securities Law

January 2017-Houston, Texas The FINRA records of  Stacey Lee Rognon,  a  stockbroker with IMS Securities disclose a  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…

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Jesus D. Rodriguez-IMS Securities Stockbroker-Discloses Customer Disputes

Jesus D. Rodriguez-IMS Securities Stockbroker-Discloses Customer Disputes 150 150 Rex Securities Law

January 2017-Miami, Florida The FINRA records of  Jesus D. Rodriguez,  a  stockbroker with IMS Securities disclose a prior customer dispute and a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

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Larry Stohs-Former Edward Jones Broker-Discloses Termination

Larry Stohs-Former Edward Jones Broker-Discloses Termination 150 150 Rex Securities Law

January 2017-Columbia, South Carolina The FINRA records of  Larry A. Stohs,  a  former stockbroker with Edward Jones disclose a termination from employment and two prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…

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