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Stacey L. Rognon-IMS Securities Stockbroker-Discloses Customer Dispute-Houston, TX

Stacey L. Rognon-IMS Securities Stockbroker-Discloses Customer Dispute-Houston, TX

Stacey L. Rognon-IMS Securities Stockbroker-Discloses Customer Dispute-Houston, TX 150 150 Rex Securities Law

January 2017-Houston, Texas

The FINRA records of  Stacey Lee Rognon,  a  stockbroker with IMS Securities disclose a  a currently pending customer dispute.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In FINRA Case 16-01800 a customer of IMS Securities alleges damages of $3,000,000 for negligence , over concentration, misrepresentation and breach of fiduciary duty in connection with the investment in real estate investment trusts (REITs) and variable annuities.

Rognon has been registered with IMS Securities since August 2002.

If you have questions about an account in an account handled by Stacey L. Rognon , contact us to discuss your legal options.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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