August 2016-NewYork
The FINRA records of Rodney B. Ibrahim , a stock broker who is currently employed by Aegis Capital Corp. , disclose a separation from employment after allegations.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Ibrahim discloses that he was discharged from Maxim Group, LLC in June 2015. Maxim Group made the following allegations in connection with the discharge: “Terminated for misrepresenting a corroborative communication with a client after the receipt of electronic instructions requesting an outgoing wire.”
Ibrahim has been employed by Aegis Capital Corp. since 7/2015.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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