Roseville, California
UPDATE JUNE 2017-In January 2017 a customer of Woodbury Financial and Questar Capital Corp. filed a complaint with the CA Department of Business Oversight alleging unsuitable sales for $400,000 in equipment leasing and oil and gas partnerships from 12/2009-6/2014.
ORIGINAL POST-July 2016
We are investigating the sales practices of Questar Capital Corporation stockbroker Stephen L. Swarbrick, who is affiliated with Weston and Tuttle Wealth Advisors, on behalf of an elderly retired couple who were sold various alternative investments, including the following:
- Cypress Equipment Fund 16 LLC
- Strategic Energy Income Fund III
- Atlas Resource Series 31-2011 LP
According to FINRA records, Stephen L. Swarbrick has been employed by Questar Capital Corporation since 10/2012. Prior to that he was employed by Woodbury Financial Services from 9/2003-10/2012.
If you were a client of Stephen L. Swarbrick and have experienced losses in alternative investments or have information you believe may be relevant to this investigation, please contact us.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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