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Pamela Posey-Former Securities America Broker-Discloses Bankruptcy Filing

Pamela Posey-Former Securities America Broker-Discloses Bankruptcy Filing

Pamela Posey-Former Securities America Broker-Discloses Bankruptcy Filing 150 150 Rex Securities Law

July 2016- Boynton Beach, Florida

The FINRA records of Pamela Posey  , a stock broker who formerly worked for  Securities Americadisclose  a pending financial event and  3 outstanding judgements/liens

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Posey discloses the filing of a chapter 13 bankruptcy petition In the US Bankruptcy Court for the Southern District of Florida in October 2013. According to FINRA records the matter is still pending.

Posey also discloses 3 outstanding judgements/liens to Chateaux Fall Creek,LLC.

Posey was employed by  Securities America from since 8/2014-5/2016. Prior to that she was employed by Pruco Securities. 

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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