July 2016-
The FINRA records of Janet Ross , Chief Compliance Officer of Accelerated Capital Group , disclose 3 pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Ross is named in the three pending customer disputes as either a ‘control person’ for the firm or in her capacity as Chief Compliance Officer of Accelerated Capital Group.
- In FINRA Case 16-1433, a customer alleges damages of $130,000 for breach of fiduciary duty, violation of federal securities laws, control person liability under section 20 of the Securities & Exchange Act of 1934, violation of California securities laws, negligence and violation of FINRA and NASD rules.
- In FINRA Case 16-21262(sic), four customers allege damages of $750,000 negligence, breach of fiduciary duty, excessive trading, violation of securities laws, breach of contract, common law and constructive fraud and failure to supervise.
- In FINRA Case 15-03471 a customer alleges damages of $200,000 for unauthorized and excessive trading.
Ross has been employed by Accelerated Capital Group since 4/2012. Prior to that she was employed by Newport Coast Securities and before that Green Street Advisors.
Investors suffering losses due to the negligence or fraud of a broker employed by Accelerated Capital Group may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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