See this for February 2019 update. Jeffrey Lance Offen left Salomon Whitney Financial in 5/2016 and worked for Craft Capital Management from 10/2016-9/2017. He is not currently registered as a broker.
April 2016- Farmingdale, New York
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
FINRA records are public and can be accessed on the BrokerCheck website.
The FINRA records of Jeffrey L. Offen disclose that he has 6 unsatisfied and outstanding judgments or liens against him, including 3 to the New York State Department of Taxation and Finance. Two setted customer disputes are reported.
Offen has been registered with Salomon Whitney Financial since 12/2015. He was previously registered with Network 1 Financial Securities from 5/2015-12/2015. Prior to that he was registered with Laidlaw & Company from 11/2012-5/2015 and before that he was registered with Obsidian Financial Group.
If you have losses in an account handled by Jeffrey L. Offen , and believe that your account was mishandled, call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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