Last Updated: October 2023 (Prosper, TX)
Jamey Graham Investigation Summary
Here’s what you need to know about Prosper, TX, stockbroker Jamey “JC” Graham:
- Name: Mr. Jamey Carl Graham
- Current Employer: United Planners Financial Services of America
- Previous Firms: Signal Securities, Hilltop Securities, Merrill Lynch Pierce Fenner & Smith
- Function: Stock Broker/ Financial Advisor
- Aliases: J Carl Graham, JC Graham
- Primary Location: Prosper, TX
- CRD 4382537
- Can JC Graham be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by prior employer: Yes
- Highest Settlement: $1M claim made by a customer. Firm denied claim and not pursued further by customer, see below.
- Discharged by a prior employer: Yes
- Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jamey Graham As Your Stockbroker?
In 2015 a customer of Southwest Securities (Now Hilltop Securities) made a claim of misrepresentation in connection with the solicitation of a fixed annuity product by JC Graham and alleged damages of $1 million. The firm denied the claim and apparently the customer did not seek professional representation or otherwise pursue the matter.
In 12/2018 Jamey Graham was discharged by Signal Securities who alleged that Graham was operating a web site that had not been approved by the firm.
Allegations of Broker Misconduct Against Jamey Graham
Customers of JC Graham have alleged the following wrongdoing in connection with the handling of customer accounts:
- Misrepresentation in connection with solicitation of fixed annuity
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Has Your Brokerage Firm “Denied” Your Claim for Damages Due to Stockbroker Malpractice?
It is quite common, as well as predictable, for brokerage firms to deny a customer’s complaint made directly to the company. Firms know that in many, if not most, instances telling the customer “we don’t think it’s our fault” will be an end to the problem. In other words, it’s generally a waste of your time to sit down with the office manager & the broker.
They seldom, if ever, offer any resolution or if they do, will attempt to have you resolve your case for a fraction of what it is actually worth.
We suggest that if you think there is a problem with the way your account has been handled, or if you have had your claim “denied”, talk to an experienced securities attorney.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jamey “JC” Graham contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
