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Monthly Archives :

March 2016

Derek Nelson Sentenced to 19 Years-Real Estate Fraud-Garland Texas

Derek Nelson Sentenced to 19 Years-Real Estate Fraud-Garland Texas 150 150 Rex Securities Law

March 29, 2016-Garland, Texas The Texas State Securities Board (TSSB) announced that Derek A. Nelson was sentenced to 19 years in connection with a $37 million fraud he operated selling…

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Aldo Marchena-Former Northeast Securities Broker-Discloses Settlement of Customer Disputes

Aldo Marchena-Former Northeast Securities Broker-Discloses Settlement of Customer Disputes 150 150 Rex Securities Law

UPDATE December 2016–Aldo Marchena discloses two customer disputes on his FINRA record.  FINRA Case 16-1918-in which a customer of Northeast Securities alleges damages of $75,000 for breach of fiduciary duty by…

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Charles Caleb Fackrell-Former LPL Financial Broker-Sentenced for Ponzi Scheme

Charles Caleb Fackrell-Former LPL Financial Broker-Sentenced for Ponzi Scheme 150 150 Rex Securities Law

UPDATE ON CHARLES FACKRELL-December 2016-Charles Fackrell, 37, of Booneville, N. Carolina was sentenced to 63 months in jail according to the U.S. Attorney’s Office for operating a $1.4 million Ponzi…

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Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc.

Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc. 150 150 Rex Securities Law

March 27, 2016 FINRA records report that Carlo W. Corzine, who is currently registered with Dawson James Securities in Boca Raton, FL, recently settled a customer dispute. The complaint alleged…

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Jose Canales-El Paso Insurance Agent/Stockbroker-Barred from Securities Industry

Jose Canales-El Paso Insurance Agent/Stockbroker-Barred from Securities Industry 150 150 Rex Securities Law

August 20, 2014- El Paso, Texas Jose M. Canales , a broker with Lincoln Financial Securities Corporation, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority…

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Vincent Pereira- Private Placement Customer Complaints Settled

Vincent Pereira- Private Placement Customer Complaints Settled 150 150 Rex Securities Law

According to FINRA records, stockbroker Vincent Louis Pereira currently is employed by Alexander Capital, where he has been registered since 2/2015. His previous registrations include: Blackbook Capital      …

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G A Repple Broker Frederick Bremer Settles “Church Bond” Case

G A Repple Broker Frederick Bremer Settles “Church Bond” Case 150 150 Rex Securities Law

March 28, 2016-Casselberry, Florida According to FINRA records, financial advisor Frederick P. Bremer, who has been registered with  G.A. Repple & Co. since January 1998 , recently settled a complaint with a customer…

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Mark S. Immel-Former G.A. Repple Broker-Discloses 19 Customer Complaints

Mark S. Immel-Former G.A. Repple Broker-Discloses 19 Customer Complaints 150 150 Rex Securities Law

UPDATE October 2016-FINRA records report that Mark S. Immel terminated his registration with G.A. Repple & Co. 5/2016 and as of October 25, 2016, he is not currently registered with…

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