UPDATE July 2016–Pirrello named in insider trading complaint filed by the Securities and Exchange commission. See this for details.
UPDATE June 2016-Former Garden State Securities stock broker Raymond J. Pirrello is not currently registered with any FINRA firm according to FINRA records as on June 27th, 2016.
Original Post — March 10, 2016
FINRA records report that the U S Securities and Exchange Commission is currently investigating Garden State Securities stock broker Raymond J. Pirrello, Jr. regarding alleged potential violations of sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 there under.
FINRA records also report that Pirrello has been named in 9 customer disputes that have been resolved.
Pirrello has been employed by Garden State Securities in Hackensack, New Jersey, since 8/2008. He was previously employed by Concord Equity Group and J.P. Turner & Co.
If you have questions about an account handled by Raymond J. Pirrello, call to speak with an experienced securities attorney.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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