June 10, 2015
According to FINRA records, Mark Andrew Bullivant, of Fort Myers, Florida, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he refused to appear for on the record testimony in connection with a FINRA investigation into whether Bullivant had wrongfully taken customer funds while employed by Raymond James between April 2012 and December 2013.
Bullivant was permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Disciplinary Proceeding NO. 2013039617201
If you suffered losses in an account handled by Mark A. Bullivant, you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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TollFree: 877-224-3199
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Texas-512-329-2870
